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(Reuters) - LPL Financial Holdings Inc must pay $11.7 million for "widespread supervisory failures," including sales of a risky type of exchange traded fund and other complex securities, the Wall...

FRANKFURT (Reuters) - Shares in loss-making German baby products retailer Windeln.de fell up to 12 percent in their stock market debut on Wednesday as investors showed little enthusiasm for the...

NEW YORK (Reuters) - Amy Paternite, a real estate agent in Maplewood, New Jersey, is getting used to hearing from clients in their late twenties and early thirties who say they never thought they...

NEW YORK (Reuters) - Arguing that many of its customers cannot afford to pay high investment advisory fees, The Vanguard Group on Tuesday unveiled a low-cost service combining an automated investment...

(Reuters) - The world is becoming a bigger, not a smaller place, a process financial markets and investors may not enjoy.

NEW YORK (Reuters) - UBS Wealth Americas earned record pretax profit of $293 million in the first quarter, but its brokers fell short of their Swiss parent's target of adding new money from clients...

(Reuters) - The Pimco Total Return Fund, launched by Bill Gross, has lost its title as the world's biggest bond mutual fund, following two years of withdrawals.

NEW YORK (Reuters) - The bull market "supercycle" for stocks and bonds is approaching an end, as the unconventional monetary policies that have bolstered asset prices since the financial crisis are...

(Reuters) - Corinthian Colleges Inc, the for-profit college operator hamstrung by federal and state investigations, filed for bankruptcy in Delaware on Monday, about a week after announcing it would...

WASHINGTON (Reuters) - The U.S. Supreme Court on Monday ruled against a Massachusetts man battling his mortgage lender over a bankruptcy plan in a case in which the Obama administration and even Bank...

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